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Manage compliance governance and operational processes, focusing on trade surveillance for equities, monitoring risks, analyzing data, and collaborating with stakeholders.

The role involves analyzing trade surveillance in Equities, managing compliance, building stakeholder relationships, preparing reports, and ensuring adherence to regulations and internal procedures.

The Compliance Governance & Operations Manager will oversee compliance testing and monitoring, manage stakeholder engagement, and collaborate on improvement initiatives. Responsibilities also include evaluating business controls and ensuring compliance with regulations and risk management practices.

The TDS Operations Analyst II will manage complex transactions, improve service delivery, lead small-scale projects, and maintain strong customer relationships while complying with policies and procedures.

Lead the Trade Surveillance compliance program by overseeing teams, enhancing policies, and ensuring regulatory adherence. Manage communications and relationships with regulators and internal stakeholders.

The Client Onboarding Analyst II manages client onboarding and relationships within Global Business Services, ensuring compliance with regulatory frameworks and facilitating trading capabilities for large clients.

Join TD Securities for a one-day Spring Insight Day to explore Global Markets and Investment Banking. Participate in workshops, network with professionals, and set the foundation for your finance career. Suitable for first or second-year undergraduate students with a genuine interest in finance.