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PIMCO

Manager, Compliance - ACE Guidelines

Reposted 2 Months Ago
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In-Office
Dublin, IRL
Senior level
In-Office
Dublin, IRL
Senior level
Lead a team to interpret, implement, and govern investment guidelines within the firm's compliance platform. Partner with Legal, Account Management, Product, and Trading to operationalize restrictions, resolve escalations, provide guidance, and drive strategic improvements, automation, and scalability of guideline processes.
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PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.

Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking.  We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.

Position Description

This is a highly visible leadership opportunity within PIMCO's Legal & Compliance organization, sitting at the intersection of Investments, Trading, Legal, Compliance, and Technology.

The ACE Guidelines team is responsible for translating complex client mandates, regulatory requirements, and internal investment policies into actionable compliance rules that support portfolio management and trading activities across PIMCO's global investment platform. ACE (Automated Compliance Engine) is PIMCO's proprietary investment compliance platform used to implement and monitor investment guidelines, restrictions, and portfolio requirements.

As a leader within the team, you will partner closely with Portfolio Managers, Trading, Client Servicing, Legal, Product, and Portfolio Compliance teams to interpret investment guidelines, support investment decision-making, and ensure effective governance across client portfolios. You will lead a team of guideline specialists while serving as a key escalation point for complex client, regulatory, and investment-related matters.

This is a business-facing, trading-facing, player-coach role that combines leadership, technical expertise, and broad exposure to PIMCO's investment platform.

Responsibilities

  • Lead, develop, and mentor a team responsible for investment guideline implementation and governance.

  • Interpret and implement complex client mandates, investment restrictions, and regulatory requirements.

  • Partner directly with Portfolio Managers and Trading teams to provide guidance on guideline interpretation and investment-related matters.

  • Collaborate with Client Servicing, Legal, Product, Portfolio Compliance, and Operations teams to operationalize investment discretion language and regulatory requirements.

  • Oversee the implementation and governance of compliance rules within PIMCO's proprietary ACE platform.

  • Act as a key escalation point for complex guideline matters, including client-specific restrictions, UCITS requirements, and regulatory interpretations.

  • Support interactions with clients, custodians, depositaries, and regulators where required.

  • Drive process improvements, automation initiatives, and operational efficiencies across the guidelines function.

  • Ensure consistency, scalability, and best practices across guideline implementation and governance processes.

Requirements

Essential

  • 7+ years' experience in investment compliance, portfolio compliance, trade compliance, investment operations, investment risk, or a related asset management function.

  • Experience interpreting, implementing, monitoring, or overseeing investment guidelines, restrictions, and client mandates within an investment management environment.

  • Strong understanding of financial markets, investment products, and investment management regulations, including UCITS and/or AIFMD.

  • Experience partnering with Portfolio Managers, Trading, Legal, Compliance, and client-facing teams to resolve complex guideline, regulatory, or investment-related matters.

  • Previous people management, leadership, coaching, or mentoring experience.

  • Strong analytical, problem-solving, and stakeholder management skills coupled with a hands-on, player-coach approach.

Nice to Have

  • Experience with compliance monitoring platforms such as Charles River, Aladdin, Bloomberg AIM, Sentinel, or similar systems.

  • Experience supporting fixed income, multi-asset, derivatives, or alternative investment strategies.

  • Exposure to compliance rule implementation, automation, process improvement, or technology-enabled controls.

  • Proficiency in SQL, Python, Bloomberg, or business intelligence tools.

  • CFA, CAIA, MBA, or other relevant industry qualifications.

  • Additional European language skills, particularly German.

Why Join PIMCO?

  • Lead a high-impact team supporting one of the world's leading active investment managers.

  • Work directly with Portfolio Managers, Trading Desks, Legal, Compliance, and senior stakeholders globally.

  • Gain exposure to complex investment strategies, client mandates, and regulatory frameworks.

  • Play a critical role in supporting investment decision-making and portfolio governance.

  • Drive strategic initiatives focused on automation, scalability, and continuous improvement.


Equal Employment Opportunity and Affirmative Action Statement

PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.

Applicants with Disabilities

PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at 949-720-7744 and leave a message. This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.

PIMCO Dublin, Dublin, IRL Office

Dublin, Dublin, Ireland

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